Certified Due Diligence Specialist in Investment Funds & Asset Management (CDD-IFAM)
- Description
- Curriculum
- FAQ
- Notice
- Reviews
The Certified Due Diligence Specialist in Investment Funds & Asset Management (CDD-IFAM) certification is crafted to empower professionals with specialized knowledge in due diligence, compliance, and risk management specific to the investment funds and asset management sectors. This program addresses the intricate regulatory and risk assessment needs of these sectors, emphasizing AML (Anti-Money Laundering) and KYC (Know Your Customer) requirements. Participants will learn to navigate complex compliance frameworks, conduct thorough due diligence, and manage high-risk relationships in investment funds and asset management.
Enrollment Procedure
Enrolling in the CDD-IFAM program is easy and fully online. Follow these steps to get started:
- Visit the Enrollment Page: Navigate to our website and select the CDD-IFAM program.
- Click on “Enroll Now”: Register by providing your name and email address.
- Complete Payment: Use our secure payment gateway to finalize your registration. Once payment is confirmed, you will gain access to course materials.
- Access Course Materials: You will receive immediate access to the Learning Management System (LMS), where you can view instructional videos and download the e-book.
- Final Exam: When ready, attempt the final exam directly from the LMS. The exam consists of 60 multiple-choice questions (MCQs) and is closed-book, with a 60-minute time limit to assess your understanding of due diligence and compliance for investment funds and asset management.
- Exam Attempts: You have two attempts to pass. Additional attempts are available for a fee of $14 USD per attempt.
- Instant Results: After completing the exam, your results will be available immediately. Upon passing, you can download your certification instantly.
Syllabus
Section 1: Foundations of Investment Funds and Regulatory Standards
Chapter 1: Introduction to Investment Funds and Asset Management
- Types of investment funds (mutual funds, hedge funds, private equity, venture capital, ETFs, REITs)
- Key stakeholders in the fund ecosystem (fund managers, investors, regulators, custodians)
- Fund structures, investment vehicles, and the role of fund administrators
Chapter 2: Regulatory Frameworks Governing Investment Funds
- Overview of global regulatory frameworks (FATF, SEC, FCA, ESMA, FinCEN, MAS)
- AML/KYC compliance requirements specific to investment funds
- Licensing requirements and jurisdictional differences for asset managers
Chapter 3: Understanding Fund Ownership and Beneficial Owners (UBOs)
- The importance of UBO transparency in funds
- Identifying complex ownership structures, nominee arrangements, and offshore entities
- Key challenges in UBO verification and risk assessment
Section 2: Due Diligence and Risk Management for Investment Funds
Chapter 4: Customer Due Diligence (CDD) in Asset Management
- KYC processes for retail, institutional, and high-net-worth investors
- Enhanced Due Diligence (EDD) for high-risk investors, politically exposed persons (PEPs), and offshore funds
- Periodic investor reviews and ongoing due diligence requirements
Chapter 5: Fund Risk Profiling and Risk-Based Approach (RBA)
- Implementing a risk-based approach (RBA) in investment fund due diligence
- Assessing risks based on Fund type
- Continuous risk monitoring and reassessment of fund risks
Chapter 6: Due Diligence on Fund Managers and Third-Party Service Providers
- Evaluating fund managers and their compliance history
- Due diligence on custodians, brokers, and administrators
- Identifying conflicts of interest and third-party risk exposure
Section 3: Advanced Compliance and Monitoring Practices
Chapter 7: Transaction Monitoring and Red Flags in Investment Funds
- Transaction monitoring frameworks tailored for investment funds
- Recognizing high-risk transactions, layering, and trade-based money laundering (TBML)
- Suspicious Activity Reporting (SAR) and regulatory requirements
Chapter 8: Emerging Risks and Challenges in Fund Compliance
- Addressing risks in alternative investment vehicles (crypto funds, DeFi, SPACs, privacy coins)
- Cross-border compliance risks and regulatory arbitrage in funds
- The impact of technological advancements (AI, RegTech, blockchain analytics) on fund compliance
Chapter 9: Ongoing Monitoring, Reviews, and Offboarding of High-Risk Funds
- Conducting periodic risk reviews and reassessment of funds
- Best practices for fund audits, investor reporting, and regulatory compliance
- Offboarding non-compliant or high-risk funds – When and how to take action
Announcement: Exciting Certifications Now Available!
We are thrilled to offer a variety of certifications tailored to empower professionals in AML, KYC, compliance, and due diligence. These certifications are designed to provide industry-relevant knowledge, practical tools, and actionable insights to help you excel in your career.
Common Enrollment Information for All Certifications
Exam Format
- 50 MCQs, 40 minutes, online.
- Passing score: 75%.
- Multiple Attempts: Includes 2 attempts to pass the exam (25% of the certification fees for additional attempt)
Certificate Download
- Once you pass the exam, your certificate will be available immediately for download in the Profile Section.
Full Access to Materials
It takes 3 hours after enrollment to gain full access to download materials. Kindly allow this processing time.
Why Choose Our Certifications?
- Globally recognized and highly relevant in the industry.
- Designed by subject matter experts to bridge the gap between knowledge and practical application.
- Flexible, self-paced learning to accommodate your schedule and needs.
Enroll today and take the next step in your professional journey! Whether you're advancing your career in compliance, AML, KYC, or due diligence, our certifications are here to support your success.
